Bradda Head Lithium Ltd Announces Certification of Interim Filings

Bradda Head Lithium Ltd Announces Certification of Interim Filings

 

Form 52-109FV2

 

Certification of Interim Filings

 

Venture Issuer Basic Certificate

 

I, Charles FitzRoy, Chief Executive Officer of Bradda Head Lithium Limited, certify the following:

 

1. Review: I have reviewed the interim financial report and interim MD&A (together, the "interim filings") of Bradda Head Lithium Limited (the "issuer") for the interim period ended 30 November 2022.

 

2. No misrepresentations: Based on my knowledge, having exercised reasonable diligence, the interim filings do not contain any untrue statement of a material fact or omit to state a material fact required to be stated or that is necessary to make a statement not misleading in light of the circumstances under which it was made, with respect to the period covered by the interim filings.

 

3. Fair presentation: Based on my knowledge, having exercised reasonable diligence, the interim financial report together with the other financial information included in the interim filings fairly present in all material respects the financial condition, financial performance and cash flows of the issuer, as of the date of and for the periods presented in the interim filings.

 

Date: January 27, 2023

 

"Charles FitzRoy"

 

_______________________

 

Charles FitzRoy
CEO

 
 

NOTE TO READER

 

In contrast to the certificate required for non-venture issuers under National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings (NI 52-109), this Venture Issuer Basic Certificate does not include representations relating to the establishment and maintenance of disclosure controls and procedures (DC&P) and internal control over financial reporting (ICFR), as defined in NI 52-109. In particular, the certifying officers filing this certificate are not making any representations relating to the establishment and maintenance of

 

i) controls and other procedures designed to provide reasonable assurance that information required to be disclosed by the issuer in its annual filings, interim filings or other reports filed or submitted under securities legislation is recorded, processed, summarized and reported within the time periods specified in securities legislation; and

 

ii) a process to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with the issuer's GAAP.

 

The issuer's certifying officers are responsible for ensuring that processes are in place to provide them with sufficient knowledge to support the representations they are making in this certificate. Investors should be aware that inherent limitations on the ability of certifying officers of a venture issuer to design and implement on a cost effective basis DC&P and ICFR as defined in NI 52-109 may result in additional risks to the quality, reliability, transparency and timeliness of interim and annual filings and other reports provided under securities legislation.

 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

 

SOURCE: Bradda Head Lithium Limited

 

View source version on accesswire.com:
https://www.accesswire.com/737040/Bradda-Head-Lithium-Ltd-Announces-Certification-of-Interim-Filings

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Bradda Head Lithium Ltd Announces Delisting from the US OTCQB

Bradda Head Lithium Ltd Announces Delisting from the US OTCQB

 

Bradda Head Lithium Ltd ("Bradda Head", "BHL" or the "Company") (AIM:BHL)(TSX-V:BHLI) the North America-focused lithium development group, announces that the Company has delisted its shares from trading on the US OTCQB Market, with effect from 1 January 2024, due to share trading liquidity expectations not having been met and cost saving in this current market environment

 
 
 
 
 
 
 

The Company's shares continue to trade on the London AIM Market and on the Canadian TSX Venture Exchange.

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Bradda Head Lithium Ltd (AIM:BHL, TSX-V:BHLI, OTCQB:BHLIF), the North America-focused lithium development group, announces that at the AGM held yesterday, all resolutions were passed

 

The Company is also pleased to provide an update on its operations, which is available on the Company's website at the link below:

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Bradda Head Lithium Ltd Announces Holding in Company

Bradda Head Lithium Ltd Announces Holding in Company

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)

 
                                                               

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

 

Class/type of
shares

 

ISIN code (if possible)

 

Number of voting rights ix

% of voting rights

 

Direct

 

(DTR5.1)

 
 

Indirect

 

(DTR5.2.1)

 
 

Direct

 

(DTR5.1)

 
 

Indirect

 

(DTR5.2.1)

 
VGG154091083

39,739,569

 

10.17%

 
     

SUBTOTAL 8. A

39,739,569

10.17%

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date

Exercise/
Conversion Period

 

Number of voting rights that may be acquired if the instrument is

 

exercised/converted.

 

% of voting rights

     
  

SUBTOTAL 8. B 1

  
 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date x

Exercise/
Conversion Period

 

Physical or cash

 

Settlement

 

Number of voting rights

% of voting rights

      
   

SUBTOTAL 8.B.2

  
 
          
 
                                       
 

9. Information in relation to the person subject to the notification obligation (please mark the

 

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)

X

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Electrification and Decarbonization AIE LP

6.03%

 

6.03%

Li Equities Investments LP

4.15%

 

4.15%

Waratah Advisors GP I Limited

0%

N/A

0%

Waratah Capital Advisors Ltd.

0%

N/A

0%

2401261 Ontario Inc.

0%

N/A

0%

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

11. Additional information

 

Waratah Advisors GP I Limited is the general partner of Electrification and Decarbonization AIE LP and Li Equities Investments LP and has delegated investment management to Waratah Capital Advisors Ltd. ("Waratah"), which is a wholly owned subsidiary of 2401261 Ontario Inc.

 

Holdings in items 7 and 8 of this document are consolidated for both Electrification and Decarbonization AIE LP and Li Equities Investments LP. Please refer to item 9 for a breakdown of holdings by entity.

 

As of November 20, 2023, Electrification and Decarbonization AIE LP and Li Equities Investments LP own 23,535,515 and 16,204,054 shares, respectively, representing a total percentage ownership of 10.17% based on 390,609,400 issued and outstanding shares.

 

This notification is being made pursuant to Regulation 25.3 of the issuer's articles of association and pursuant to DTR5.

 
     
 
    

Place of completion

Toronto, Canada

Date of completion

21/11/2023

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

 

SOURCE: Bradda Head Lithium Limited

 

View source version on accesswire.com:
https://www.accesswire.com/808429/bradda-head-lithium-ltd-announces-holdings-in-company

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About Lithium Universe Ltd:  

Lithium Universe Ltd (ASX:LU7,OTC:LUVSF) (FRA:KU00) (OTCMKTS:LUVSF) is a forward-thinking company on a mission to close the "Lithium Conversion Gap" in North America and revolutionize the photovoltaic (PV) solar panel recycling sector. The company is dedicated to securing the future of green energy by addressing two major strategic initiatives: the development of a green, battery-grade lithium carbonate refinery in Quebec, Canada, and pioneering the recycling of valuable metals, including silver, from discarded solar panels.

 

 

Source:
Lithium Universe Ltd

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Source:
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